The Securities and Exchange Commission requires that all broker/dealers make publicly available quarterly reports that disclose the venues to which they route non-directed orders in certain securities. The material aspects of any payment for order flow or profit-sharing arrangements must also be disclosed.
The report is divided in three sections covering securities listed on the Nasdaq Stock Exchange, the New York Stock Exchange, and the American Stock Exchange. Neonet orders are routed to and executed in multiple venues. The data below shows the percentages of shares/contracts executed at each venue. This data does not include directed orders.
If you have any questions about these statistics, please contact Jean Dacanay
+1 201 526 8604.
The report July to September 2009